Save Job Back to Search Job Description Summary Similar Jobs Looking for 10+ years of buyside compliance experience ! Equivalent to Head of Compliance level ! About Our Client My client is one of the largest financial services group with separate entities for securities, insurance, bank, and fintech. This particular entity will focus on their asset management business. They have about 100 staff in this entity with strong presence globally. Job Description This role will report directly to the Head of Legal & Compliance whilst managing a small team This role can eventually be a step up to their Head of Compliance This role will be the main point of contact with the SFC regulators The main duties include regulatory compliance, review marketing materials, SFC regulatory duties, and product compliance duties This role will assist on investment compliance when necessary The Successful Applicant bachelor degree 10+ years of asset management compliance experience preferably have both chinese and international firm background must have strong experiences in handling SFC regulatory work must be fluent in chinese and english must be able to read and write chinese What's on Offer senior level role global well known firm can focus on general/regulatory compliance Contact Monica Wong Quote job ref JN-042024-6398514 Phone number +852 2848 4789 Job summary Function Banking & Financial Services Specialisation Compliance & Legal What is your area of specialisation? Financial Services Location Hong Kong Island Contract type Permanent Consultant name Monica Wong Consultant phone +852 2848 4789 Job Reference JN-042024-6398514
